Year-End Dates and Deadlines

November 2, 2021

The 2021 holiday season is quickly approaching. To meet your clients’ service expectations during this busy time, please put some important dates in your calendar.

Office Holiday Closures

Our offices will be closed Nov. 25–26, Dec. 23–24 and Dec. 31, 2021.

Distributions

To complete distributions by Dec. 30, we must receive requests without any additional requirements by Dec. 14. For incomplete requests or requests received after Dec. 14, we’ll strive to complete them by Dec. 30 but we can’t guarantee it.

New Business

We must receive new business requirements by Dec. 14 for contracts to issue by Dec. 30. This includes:

  • Complete deferred and immediate annuity applications, including premium and without additional requirements
  • Any pending requirements to complete an existing deferred or immediate annuity application

Have Questions?

Contact our service specialists at 800.247.6888 or send us a message. 

 

More About Producer Advisories
Please review this recent compliance alert: Indiana Rule 760 IAC 1-72-1+, Suitability of Individual Annuity Sales Recommendations.
Please review this recent compliance alert: Utah Rule R590-230, Suitability of Individual Annuity Sales Recommendations.
Please review this recent compliance alert: Vermont Regulation I-2023-01, Suitability of Individual Annuity Sales Recommendations.
Have clients in another state or looking to expand your book of business? We’re implementing a new cross-border sales policy. Check out the ins-and-outs and do’s-and-don’ts of the new policy and forms before you get down to business.
It’s time to send out the 2023 IRS Form 5498 for IRA Contributions. Be sure to notify your clients who should expect them and find out the dates we’re sending them out.
Many clients count on receiving their annuity payments on specific dates so they can pay bills and meet day-to-day living costs. Electronic Funds Transfer is the best way to ensure payments on time, every time.
Please review this recent compliance alert: New Hampshire INS 305, Suitability of Individual Annuity Sales Recommendations.