Year-End Dates and Deadlines

November 2, 2021

The 2021 holiday season is quickly approaching. To meet your clients’ service expectations during this busy time, please put some important dates in your calendar.

Office Holiday Closures

Our offices will be closed Nov. 25–26, Dec. 23–24 and Dec. 31, 2021.

Distributions

To complete distributions by Dec. 30, we must receive requests without any additional requirements by Dec. 14. For incomplete requests or requests received after Dec. 14, we’ll strive to complete them by Dec. 30 but we can’t guarantee it.

New Business

We must receive new business requirements by Dec. 14 for contracts to issue by Dec. 30. This includes:

  • Complete deferred and immediate annuity applications, including premium and without additional requirements
  • Any pending requirements to complete an existing deferred or immediate annuity application

Have Questions?

Contact our service specialists at 800.247.6888 or send us a message. 

 

More About Producer Advisories
The holiday season is upon us, and to meet your clients’ expectations, mark these important dates. Ensure all distribution and new business requests are submitted by Dec. 11 to guarantee processing by year-end.
Please review this recent compliance alert: Regulation 89, Suitability of Individual Annuity Sales Recommendations.
As the year-end approaches, it’s time to review RMDs for clients aged 73 and older. Ensure they’re informed about their RMD options for 2024 and 2025, direct deposit setups and necessary documentation for any changes.
Please review this recent compliance alert: Rule 20 CSR 400-5.900, Suitability of Individual Annuity Sales Recommendations.
Starting a claims process can be difficult, especially considering the surrounding circumstances. Help your clients prepare to ensure a smooth, easy claims process.
There’s a lot of ground to cover with a new application. We created a handy New Business Checklist to help streamline the process, so you can keep things moving smoothly.