Upcoming DOL Changes

June 1, 2017

At the present time the Department of Labor (DOL) Fiduciary rule is scheduled to go into effect on June 9, 2017. With this date we will see the expanded definition of the “investment advisory fiduciary” and the Impartial Conduct Standards rules come into play, while all other compliance standards with the rule are delayed until January 2018. The Standard has been staying on top of the issue with our in-house legal department and partnership with the National Association of Fixed Annuities (NAFA). More information can be found in our Newsflash.

Rich Lane
2nd VP of Sales and Marketing, Individual Annuities


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